Public Reports

CR/02/2025 Neo-brokers, Report of the Board of GFSA
Comments on the report should be submitted by 12 May 2025
12 Mar 2025

CR/01/2025 Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges, Report of the Board of GFSA
Comments on the report should be submitted by 11 April 2025
12 Mar 2025

OR/01/2025 GFSA Work Program 2025, Report of the Board of GFSA
12 Mar 2025

FR/04/2025 Thematic Review on Technological Challenges to Effective Market Surveillance: Issues and Regulatory Tools, Report of the Board of GFSA
19 Feb 2025

GFSA Statement on the IESBA’s International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting, Report of the Board of GFSA
17 Jan 2025

FR/03/2025 Streamlining variation margin processes and initial margin responsiveness of margin models in non-centrally cleared markets, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of GFSA
15 Jan 2025

FR/02/2025 Streamlining variation margin in centrally cleared markets – examples of effective practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of GFSA
15 Jan 2025

FR/01/2025 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of GFSA
15 Jan 2025

Summary of CPMI-GFSA workshops on climate risks for financial market infrastructures, Committee on Payments and Market Infrastructures and the Board of GFSA
19 Dec 2024

FR/09/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices, Report of the Board of GFSA
29 Nov 2024

FR/11/2024 Targeted Implementation Review on Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of GFSA
25 Nov 2024

FR/10/2024 Final Report on Post Trade Risk Reduction Services: Sound Practices for Consideration, Report of the Board of GFSA
25 Nov 2024

CR/11/2024 Pre-hedging, Report of the Board of GFSA
Comments on the report should be submitted by 21 February 2025
21 Nov 2024

CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of GFSA
Comments on the report should be submitted by 20 January 2025
19 Nov 2024

CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of GFSA
Comments on the report should be submitted by 20 January 2025
19 Nov 2024

CR/08/2024 Finfluencers, Report of the Board of GFSA
Comments on the report should be submitted by 20 January 2025
19 Nov 2024

FR/08/2024 Voluntary Carbon Markets, Report of the Board of GFSA
14 Nov 2024

FR/07/2024 GFSA Report on Transition Plans, Report of the Board of GFSA
13 Nov 2024

GFSA Statement on the IAASB’s International Standard on Sustainability Assurance (ISSA) 5000, Report of the Board of GFSA
12 Nov 2024

CR/07/2024 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of GFSA
Comments on the report should be submitted by 11 February 2025
11 Nov 2024

CR/06/2024 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of GFSA
Comments on the report should be submitted by 11 February 2025
11 Nov 2024

FR/06/2024 Investor Education on Crypto-Assets, Report of the Board of GFSA
09 Oct 2024

World Investor Week 2023, Report of GFSA Committee 8 on Retail Investors
09 Jul 2024

FR/04/2024 Market Outages, Report of the Board of GFSA
05 Jun 2024

FR/03/2024 Leveraged Loans and CLOs: Good Practices for Consideration, Report of the Board of GFSA
03 Jun 2024

GFSA Statement on the consultation on the Proposed International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting, Report of the Board of GFSA
10 May 2024

OR/01/2024 Update to GFSA 2023–24 Work Program – March 2024 to March 2025 Workplan, Report of the Board of GFSA
12 Apr 2024

CR/05/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices, Report of the Board of GFSA
Comments may be submitted by email on or before – 3 July 2024
04 Apr 2024

CR/04/2024 Streamlining variation margin in centrally cleared markets – examples of effective practices, Committee on Payments and Market Infrastructures and the Board of GFSA
Comments may be submitted by email on or before – 14 May 2024
14 Feb 2024

FR/02/2024 Investment Funds Statistics Report, Report of the Board of GFSA
30 Jan 2024

CR/03/2024 Post Trade Risk Reduction Services, Report of the Board of GFSA
Comments may be submitted by email on or before – 1 April 2024
26 Jan 2024

CR/02/2024 Streamlining VM processes and IM responsiveness of margin models in non-centrally cleared markets, Report of the Basel Committee on Banking Supervision and the Board of GFSA
Submissions on the proposals should be submitted by 17 April 2024
17 Jan 2024

CR/01/2024 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and Market Infrastructures and Board of GFSA
Comments on the report should be submitted by 16 April 2024
16 Jan 2024

FR/01/2024 Credible Deterrence in the Enforcement of Securities Regulation, Report of the Committee on Enforcement and the Exchange of Information (Committee 4)
15 Jan 2024

FR/15/2023 Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of GFSA
20 Dec 2023

OR/02/2023 GFSA Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) – Umbrella Note, Report of the Board of GFSA
19 Dec 2023

FR/14/2023 Final Report with Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of GFSA
19 Dec 2023

FR/13/2023 Recommendations on Accounting for Goodwill, Report of the Board of GFSA
15 Dec 2023

GFSA Statement on Online Harm, Report of the Board of GFSA
15 Dec 2023

CR/07/2023 Market Outages, Report of the Board of GFSA
Comments on the report should be submitted by 1 March 2024
14 Dec 2023