Committee on Enforcement and the Exchange of Information (Committee 4) – GFSA

Overview

The GFSA Committee on Enforcement and the Exchange of Information (Committee 4) focuses on:

• Preventing and detecting breaches of securities laws and regulations.
• Enhancing global enforcement cooperation through information sharing.
• Implementing the Multilateral Memorandum of Understanding (MMoU) for consultation and cooperation among regulatory bodies.

This committee plays a key role in ensuring market integrity by strengthening cross-border collaboration to combat fraud, insider trading, and market manipulation.

Committee 4 Members

Chairperson

• Mr. Éric Jacob – Executive Director, Enforcement, Autorité des marchés financiers, Quebec

Vice Chairperson

• Mr. Pasquale Munafò – Senior Officer, Commissione Nazionale per le Società e la Borsa, Italy

Committee 4 Members (35)

The following regulatory authorities contribute to global enforcement cooperation:

• Comisión Nacional de Valores, Argentina

  • Ms. Patricia Boedo, Vice Chairman
  • Dr. Julian Costoya, Manager of Inspection and Investigation
  • Mr. Manuel Ballón, Deputy Manager of the Legal Advisory Division

• Australian Securities and Investments Commission, Australia

  • Ms. Molly Choucair, Senior Executive Leader, Markets Enforcement

• Securities Commission of The Bahamas, Bahamas

  • Ms. Mechelle Martinborough, Senior Legal Counsel

• Financial Services and Markets Authority, Belgium

  • Mr. Antoine Van Cauwenberge, Coordinator for International Affairs, Secretary of the Supervisory Board

• Comissão de Valores Mobiliários, Brazil

  • Mr. Eduardo Manhães Ribeiro Gomes, Head of the International Affairs Department

• British Columbia Securities Commission, British Columbia

  • Mr. Mark Hilford, Deputy Director, Enforcement

• China Securities Regulatory Commission, China

  • Mr. Yanchun He, Deputy Director-General, Enforcement Bureau
  • Mr. Ziyao Lu, Director, Enforcement Bureau
  • Ms. Xioalei Ye, Department of International Affairs
  • Mr. Jianan Lu, Enforcement Bureau

• Dubai Financial Services Authority, DIFC, Dubai

  • Ms. Sara Galadari, Associate Director, Head of International Relations
  • Mr. Christopher D’Cotta, Associate Director, Enforcement

• Autorité des marchés financiers, France

  • Mr. Christophe Caillot, Directorate of Investigation and Controls

• Bundesanstalt für Finanzdienstleistungsaufsicht, Germany

  • Ms. Anja Felten, Head of Division for Market Surveillance
  • Mr. Laurenz Pigge, Senior Advisor
  • Mr. Michael Kehr, Senior Advisor

• Hellenic Capital Market Commission, Greece

  • Mrs. Vassiliki Koularmani, Director of International Relations
  • Ms. Vaso Galanopoulou, Head of the Department of International Relations

• Guernsey Financial Services Commission, Guernsey

  • Mr. Simon Gaudion, Director of Enforcement
  • Mrs. Charisma Lyall, General Counsel

• Securities and Futures Commission, Hong Kong

  • Mr. Kenneth Lai, Director, Policy and International, Enforcement Division
  • Ms. Carmen Fung, Associate Director, Policy and International, Enforcement Division

• Securities and Exchange Board of India, India

  • Mr. Pradip Bhowmick, Deputy General Manager
  • Ms. G Babita Rayudu, Executive Director

• Israel Securities Authority, Israel

  • Ms. Heli Battan, International Affairs Department
  • Ms. Ronit Mandelbaum Lahovizer, Senior Assistant to the Legal Counsel of the Investigations, Intelligence and Market Surveillance Department

• Commissione Nazionale per le Società e la Borsa, Italy

  • Mr. Pasquale Munafò, Senior Officer
  • Ms. Martina Tambucci, Head of International Relations Office
  • Ms. Raffaella Pantano, International Relations Office, Senior Officer

• Financial Services Agency / Securities and Exchange Surveillance Commission, Japan

  • Mr. Yukihiro Mori, Deputy Director (International Affairs), Planning and Management Division

• Financial Services Commission / Financial Supervisory Service, Korea, Republic of

  • Mr. Minhyuk Choi, Deputy Director of Capital Market Investigation Coordination Division
  • Mr. Jongmin Hong, Assistant Deputy Director of Capital Market Investigation Coordination Division
  • Ms. Eui-Ran Chon, Examiner, International Investigation Team
  • Mr. Sanghyeok Jeong, Senior Examiner, Investigation Department

• Comisión Nacional Bancaria y de Valores, Mexico

  • Mr. Javier Flores, General Director for International Affairs
  • Ms. Ethel Ramirez Morales, Deputy General Director for International Affairs

• The Dutch Authority for the Financial Markets, The Netherlands

  • Mr. Bas de Wit, Head, Department of Legal Affairs

• Financial Markets Authority, New Zealand

  • Ms. Margot Gatland
  • Mr. Nick Kynoch, General Counsel

• Securities and Exchange Commission, Nigeria

  • Ms. Temitope Onwionoko, Head, Enforcement Division

• Ontario Securities Commission, Ontario

  • Mr. John Humphreys, Investigation Counsel, Enforcement

• Polish Financial Supervision Authority, Poland

  • Mr. Łukasz Szmit, Specialist, Enforcement Department

• Comissão do Mercado de Valores Mobiliários, Portugal

  • Ms. Rita Cunha, International Relations Expert

• Autorité des marchés financiers, Quebec

  • Mr. Éric Jacob, Executive Director, Enforcement
  • Ms. Anne-Louise Lamarre, Executive Advisor

• Monetary Authority of Singapore, Singapore

  • Ms. Peggy Pao-Keerthi, Executive Director, Enforcement Department
  • Ms. Charmaine Chiu, Deputy Director and Head, Enforcement Policy and Legal

• Financial Sector Conduct Authority, South Africa

  • Mr. Gerhard van Deventer

• Comisión Nacional del Mercado de Valores, Spain

  • Ms. Sonia Vadillo, Deputy Director of International Affairs

• Securities and Exchange Commission of Sri Lanka, Sri Lanka

  • Ms. Buddhinee Herath, Senior Assistant Manager-Investigations
  • Mr. Tushara Jayaratne, Director, External Relations and Capital Market Education
  • Ms. Sheena Goonaratna, Manager, External Relations

• Swiss Financial Market Supervisory Authority, Switzerland

  • Mr. Dominik Leimgruber, Head of International Cooperation

• Capital Markets Board, Türkiye

  • Ms. Selcan Olca, Senior Expert, Strategy Development Department
  • Mrs. Nükhet ERİŞ, Senior Expert, Enforcement Department

• Financial Conduct Authority, United Kingdom

  • Ms. Rebecca Sambrook, Technical Specialist

• Commodity Futures Trading Commission, United States of America

  • Ms. Elizabeth Padgett, Associate Chief Counsel, Head International Enforcement Cooperation
  • Ms. Camille M. Arnold, Special Counsel, Office of International Affairs
  • Ms. Mary Q. Lutz, Assistant Chief Counsel, Enforcement
  • Ms. Jennifer Diamond, Assistant Chief Counsel, Enforcement

• Securities and Exchange Commission, United States of America

  • Ms. Marlee Miller, Senior Special Counsel
  • Ms. Marianne Olson, Assistant Director
  • Ms. Estee Levine, Assistant Director
  • Mr. Tom Swiers, Branch Chief