Enforcement and the Exchange of Information (Committee 4)
Committee on Enforcement and the Exchange of Information (Committee 4) – GFSA
Overview
The GFSA Committee on Enforcement and the Exchange of Information (Committee 4) focuses on:
- Preventing and detecting breaches of securities laws and regulations.
- Enhancing global enforcement cooperation through information sharing.
- Implementing the Multilateral Memorandum of Understanding (MMoU) for consultation and cooperation among regulatory bodies.
This committee plays a key role in ensuring market integrity by strengthening cross-border collaboration to combat fraud, insider trading, and market manipulation.
Committee 4 Members
Chairperson
- Mr. Éric Jacob – Executive Director, Enforcement, Autorité des marchés financiers, Quebec
Vice Chairperson
- Mr. Pasquale Munafò – Senior Officer, Commissione Nazionale per le Società e la Borsa, Italy
Committee 4 Members (35)
The following regulatory authorities contribute to global enforcement cooperation:
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Comisión Nacional de Valores, Argentina
- Ms. Patricia Boedo, Vice Chairman
- Dr. Julian Costoya, Manager of Inspection and Investigation
- Mr. Manuel Ballón, Deputy Manager of the Legal Advisory Division
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Australian Securities and Investments Commission, Australia
- Ms. Molly Choucair, Senior Executive Leader, Markets Enforcement
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Securities Commission of The Bahamas, Bahamas
- Ms. Mechelle Martinborough, Senior Legal Counsel
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Financial Services and Markets Authority, Belgium
- Mr. Antoine Van Cauwenberge, Coordinator for International Affairs, Secretary of the Supervisory Board
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Comissão de Valores Mobiliários, Brazil
- Mr. Eduardo Manhães Ribeiro Gomes, Head of the International Affairs Department
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British Columbia Securities Commission, British Columbia
- Mr. Mark Hilford, Deputy Director, Enforcement
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China Securities Regulatory Commission, China
- Mr. Yanchun He, Deputy Director-General, Enforcement Bureau
- Mr. Ziyao Lu, Director, Enforcement Bureau
- Ms. Xioalei Ye, Department of International Affairs
- Mr. Jianan Lu, Enforcement Bureau
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Dubai Financial Services Authority, DIFC, Dubai
- Ms. Sara Galadari, Associate Director, Head of International Relations
- Mr. Christopher D’Cotta, Associate Director, Enforcement
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Autorité des marchés financiers, France
- Mr. Christophe Caillot, Directorate of Investigation and Controls
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Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
- Ms. Anja Felten, Head of Division for Market Surveillance
- Mr. Laurenz Pigge, Senior Advisor
- Mr. Michael Kehr, Senior Advisor
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Hellenic Capital Market Commission, Greece
- Mrs. Vassiliki Koularmani, Director of International Relations
- Ms. Vaso Galanopoulou, Head of the Department of International Relations
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Guernsey Financial Services Commission, Guernsey
- Mr. Simon Gaudion, Director of Enforcement
- Mrs. Charisma Lyall, General Counsel
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Securities and Futures Commission, Hong Kong
- Mr. Kenneth Lai, Director, Policy and International, Enforcement Division
- Ms. Carmen Fung, Associate Director, Policy and International, Enforcement Division
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Securities and Exchange Board of India, India
- Mr. Pradip Bhowmick, Deputy General Manager
- Ms. G Babita Rayudu, Executive Director
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Israel Securities Authority, Israel
- Ms. Heli Battan, International Affairs Department
- Ms. Ronit Mandelbaum Lahovizer, Senior Assistant to the Legal Counsel of the Investigations, Intelligence and Market Surveillance Department
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Commissione Nazionale per le Società e la Borsa, Italy
- Mr. Pasquale Munafò, Senior Officer
- Ms. Martina Tambucci, Head of International Relations Office
- Ms. Raffaella Pantano, International Relations Office, Senior Officer
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Financial Services Agency / Securities and Exchange Surveillance Commission, Japan
- Mr. Yukihiro Mori, Deputy Director (International Affairs), Planning and Management Division
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Financial Services Commission / Financial Supervisory Service, Korea, Republic of
- Mr. Minhyuk Choi, Deputy Director of Capital Market Investigation Coordination Division
- Mr. Jongmin Hong, Assistant Deputy Director of Capital Market Investigation Coordination Division
- Ms. Eui-Ran Chon, Examiner, International Investigation Team
- Mr. Sanghyeok Jeong, Senior Examiner, Investigation Department
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Comisión Nacional Bancaria y de Valores, Mexico
- Mr. Javier Flores, General Director for International Affairs
- Ms. Ethel Ramirez Morales, Deputy General Director for International Affairs
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The Dutch Authority for the Financial Markets, The Netherlands
- Mr. Bas de Wit, Head, Department of Legal Affairs
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Financial Markets Authority, New Zealand
- Ms. Margot Gatland
- Mr. Nick Kynoch, General Counsel
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Securities and Exchange Commission, Nigeria
- Ms. Temitope Onwionoko, Head, Enforcement Division
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Ontario Securities Commission, Ontario
- Mr. John Humphreys, Investigation Counsel, Enforcement
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Polish Financial Supervision Authority, Poland
- Mr. Łukasz Szmit, Specialist, Enforcement Department
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Comissão do Mercado de Valores Mobiliários, Portugal
- Ms. Rita Cunha, International Relations Expert
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Autorité des marchés financiers, Quebec
- Mr. Éric Jacob, Executive Director, Enforcement
- Ms. Anne-Louise Lamarre, Executive Advisor
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Monetary Authority of Singapore, Singapore
- Ms. Peggy Pao-Keerthi, Executive Director, Enforcement Department
- Ms. Charmaine Chiu, Deputy Director and Head, Enforcement Policy and Legal
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Financial Sector Conduct Authority, South Africa
- Mr. Gerhard van Deventer
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Comisión Nacional del Mercado de Valores, Spain
- Ms. Sonia Vadillo, Deputy Director of International Affairs
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Securities and Exchange Commission of Sri Lanka, Sri Lanka
- Ms. Buddhinee Herath, Senior Assistant Manager-Investigations
- Mr. Tushara Jayaratne, Director, External Relations and Capital Market Education
- Ms. Sheena Goonaratna, Manager, External Relations
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Swiss Financial Market Supervisory Authority, Switzerland
- Mr. Dominik Leimgruber, Head of International Cooperation
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Capital Markets Board, Türkiye
- Ms. Selcan Olca, Senior Expert, Strategy Development Department
- Mrs. Nükhet ERİŞ, Senior Expert, Enforcement Department
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Financial Conduct Authority, United Kingdom
- Ms. Rebecca Sambrook, Technical Specialist
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Commodity Futures Trading Commission, United States of America
- Ms. Elizabeth Padgett, Associate Chief Counsel, Head International Enforcement Cooperation
- Ms. Camille M. Arnold, Special Counsel, Office of International Affairs
- Ms. Mary Q. Lutz, Assistant Chief Counsel, Enforcement
- Ms. Jennifer Diamond, Assistant Chief Counsel, Enforcement
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Securities and Exchange Commission, United States of America
- Ms. Marlee Miller, Senior Special Counsel
- Ms. Marianne Olson, Assistant Director
- Ms. Estee Levine, Assistant Director
- Mr. Tom Swiers, Branch Chief