Investment Management (Committee 5)
Committee on Investment Management (Committee 5) – GFSA
Overview
The GFSA Committee on Investment Management (Committee 5) is responsible for:
- Regulating investment management activities, including mutual funds, hedge funds, private equity, and venture capital funds.
- Developing global policy recommendations for money market funds.
- Enhancing transparency and risk management in the investment sector.
- Ensuring regulatory oversight of fund managers and investment advisers.
This committee plays a crucial role in shaping global investment management standards and responding to challenges in the financial industry.
Committee 5 Members
Chairperson
- Ms. Christina Choi – Executive Director, Investment Products, Securities and Futures Commission, Hong Kong
Vice Chairperson
- Ms. Mhairi Jackson – Head of Asset Management and Funds Policy, Financial Conduct Authority, United Kingdom
Committee 5 Members (35)
The following regulatory authorities contribute to investment management regulation and oversight:
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Comisión Nacional de Valores, Argentina
- Mr. Roberto E. Silva, Chairman
- Ms. Patricia Boedo, Vice Chairman
- Mr. Carlos Terribile, Director of Mutual Funds
- Ms. Silvina Di Mateo, Director of Collective Investment Schemes
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Australian Securities and Investments Commission, Australia
- Leah Sciacca, Senior Executive Leader, Financial Advisors and Investment Management Team
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Financial Services and Markets Authority, Belgium
- Mr. Geoffrey Tombeur
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Comissão de Valores Mobiliários, Brazil
- Mr. Daniel Walter Maeda Bernardo, Director, Institutional Investor Supervision
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Comisión para el Mercado Financiero, Chile
- Mr. Nicolás Álvarez, Director of Supervision of Funds Managers and Investment Advisers
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China Securities Regulatory Commission, China
- Mr. Tang Chao, Deputy Division Director, Department of Intermediary and Fund Supervision
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Autorité des marchés financiers, France
- Mr. Franck Raillon, Asset Management Division
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Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
- Mr. Jens Lorenz, Senior Advisor
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Securities and Futures Commission, Hong Kong
- Ms. Christina Choi, Executive Director, Investment Products
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Securities and Exchange Board of India, India
- Mr. Manoj Kumar, Executive Director
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Central Bank of Ireland, Ireland
- Mr. James O’Sullivan, Team Leader, Investment Funds Policy
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Israel Securities Authority, Israel
- Mr. Avi Laor, Deputy Director, Mutual Fund Supervision Unit
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Commissione Nazionale per le Società e la Borsa, Italy
- Mr. Andrea Turi, Head, Investment Management Department
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Financial Services Agency, Japan
- Mr. Tomohiro Nagoya, Deputy Director, International Affairs Office
- Ms. Atsuko Sato, Deputy Director, International Affairs Office
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Jersey Financial Services Commission, Jersey
- Mr. David Porter, Chief Adviser, Prudential & Conduct Policy
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Financial Services Commission / Financial Supervisory Service, Korea, Republic of
- Ms. Yoonna Park, Associate, Asset Management Coordination Team
- Ms. Hyesun Choi, Senior Manager, Asset Management Coordination Team
- Mr. Jong-Hwa Yi, Associate, Asset Management Coordination Team
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Commission de Surveillance du Secteur Financier, Luxembourg
- Mr. Georg Kiefer, Head of Division, UCI – Prudential Supervision and Risk Management
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Comisión Nacional Bancaria y de Valores, Mexico
- Mr. Marco Antonio Villar Corona, General Director for Investment Management
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Autorité Marocaine du Marché des Capitaux, Morocco
- Mr. Omar Tannouche Bennani, Head of Asset Management Unit
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The Dutch Authority for the Financial Markets, The Netherlands
- Mr. Mark Pooters, Supervision Officer
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Ontario Securities Commission, Ontario
- Mr. Raymond Chan, Director, Investment Funds and Structured Products
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Comissão do Mercado de Valores Mobiliários, Portugal
- Ms. Maria Ana Nogueira, Expert, Regulatory Policy and International Relations Department
- Mr. Nuno Gaspar
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Qatar Financial Centre Regulatory Authority, Qatar
- Mr. Errol Cova, Director, Investment Advisor and Securities Supervision
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Autorité des marchés financiers, Quebec
- Mr. Frédéric Belleau
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Financial Supervisory Authority, Romania
- Mr. Paul Nica, Regulation Division
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Capital Market Authority, Saudi Arabia
- Mr. Faisal Alfrsani, Director, Collective Investment Schemes Compliance Department
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Monetary Authority of Singapore, Singapore
- Ms. Valerie Tong, Director, Capital Markets Intermediaries Department II
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Financial Sector Conduct Authority, South Africa
- Mr. Marius de Jongh, Senior Specialist, CISs Department
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Comisión Nacional del Mercado de Valores, Spain
- Ms. Gema Pedrón, Senior Analyst, CIS Supervision Department
- Mr. Jorge Medina Sanchez-Seco, Analyst, CIS Authorisation and Registration Department
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Swiss Financial Market Supervisory Authority, Switzerland
- Ms. Valeska Stoll, Senior Specialist, Asset Management Division
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Capital Markets Board, Türkiye
- Ms. Şeyma Sivişoğlu, Expert, Institutional Investors Department
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Financial Conduct Authority, United Kingdom
- Ms. Mhairi Jackson, Head of Asset Management and Funds Policy
- Ms. Nike Trost, Head of Department – Wholesale Buy Side, Market Analysis and Policy
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Commodity Futures Trading Commission, United States of America
- Mr. Zach Anderson, Special Counsel
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Securities and Exchange Commission, United States of America
- Mr. Morgan G. Macdonald, Assistant Director, Office of International Affairs
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National Futures Association, United States of America
- Ms. Mary McHenry, Director, Compliance