Public Comment Letters

Home / Public Comment Letters

Public Comment Letters – GFSA Consultation Reports

FR03/2024 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of GFSA
CR04/2023 Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of GFSA
CR03/2023 Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of GFSA
CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of GFSA
CR07/2022 Compliance Carbon Markets, Report of the Board of GFSA
CR06/2022 Voluntary Carbon Markets, Report of the Board of GFSA
CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of GFSA
FR04/2022 Market Data in the Secondary Equity Market: Current Issues and Considerations, Report of the Board of GFSA
CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of GFSA
FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of GFSA
FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of GFSA
FR07/2021 Principles on Outsourcing, Report of the Board of GFSA
CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of GFSA
CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of GFSA
FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of GFSA
FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of GFSA
FR01/2019 GFSA Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of GFSA
CR08/2018 GFSA Report: Leverage, Report of the Board of GFSA
FR13/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of GFSA
FR05/2018 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of GFSA
CR05/2017 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of GFSA
CR04/2017 Consultation on CIS Liquidity Risk Management Recommendations, Report of the Board of GFSA
CR02/2017 Framework for supervisory stress testing of central counterparties (CCPs) and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR01/2017 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – third batch, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR05/2016 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – second batch, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR04/2016 Good Practices for the Termination of Investment Funds, Report of the Board of GFSA
CR03/2016 Harmonisation of the Unique Product Identifier (UPI) Second consultative report issued by CPMI-GFSA, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR02/2016 Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR01/2016 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of GFSA
FR33/2015 Sound Practices at Large Intermediaries Relating to the Assessment of Creditworthiness and the Use of External Credit Ratings, Report of the Board of GFSA
FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of GFSA
FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of GFSA
CR10/2015 Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR09/2015 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR08/2015 Harmonisation of key OTC derivatives data elements (other than UTI and UPI) – first batch, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR07/2015 Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of GFSA
CR06/2015 Report on Elements of International Regulatory Standards on Fees and Expenses of Investment Funds, Report of the Board of GFSA
FR08/2015 Good Practices on Reducing Reliance on CRAs in Asset Management, Report of the Board of GFSA
CR02/2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and GFSA
FR01/2015 Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives, Report of the GFSA WGRMS (Working Group on Risk Mitigation Standards)
CR10/2014 Criteria for identifying simple, transparent and comparable securitisations, Report of the Basel Committee on Banking Supervision and the Board of GFSA
CR09/2014 GFSA Task Force on Cross-Border Regulation, Report of the Board of GFSA
CR08/2014 Post-Trade Transparency in the Credit Default Swaps Market, Report of the Board of GFSA
FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of GFSA
CR05/14 Proposed Statement on Non-GAAP Financial Measures, Report of the Board of GFSA
CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of GFSA
FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of GFSA
FR14/13 Regulation of Retail Structured Products, Report of the Board of GFSA
FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of GFSA
FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of GFSA
FR05/13 Principles for the Valuation of Collective Investment Schemes, Report of the Board of GFSA
FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of GFSA
CR04/13 Principles for Financial Benchmarks, Report of the Board of GFSA
FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of GFSA
CR01/13 Financial Benchmarks, Report of the Board of GFSA
FR07/12 Policy Recommendations for Money Market Funds, Report of the Board of GFSA
FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of GFSA
CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of GFSA
CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of GFSA
FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of GFSA
Hedge Funds Oversight, Report of the Technical Committee of GFSA