Committee on Investment Management (Committee 5) – GFSA

Overview

The GFSA Committee on Investment Management (Committee 5) is responsible for:

• Regulating investment management activities, including mutual funds, hedge funds, private equity, and venture capital funds.
• Developing global policy recommendations for money market funds.
• Enhancing transparency and risk management in the investment sector.
• Ensuring regulatory oversight of fund managers and investment advisers.

This committee plays a crucial role in shaping global investment management standards and responding to challenges in the financial industry.

Committee 5 Members

Chairperson

• Ms. Christina Choi – Executive Director, Investment Products, Securities and Futures Commission, Hong Kong

Vice Chairperson

• Ms. Mhairi Jackson – Head of Asset Management and Funds Policy, Financial Conduct Authority, United Kingdom

Committee 5 Members (35)

The following regulatory authorities contribute to investment management regulation and oversight:

• Comisión Nacional de Valores, Argentina

  • Mr. Roberto E. Silva, Chairman
  • Ms. Patricia Boedo, Vice Chairman
  • Mr. Carlos Terribile, Director of Mutual Funds
  • Ms. Silvina Di Mateo, Director of Collective Investment Schemes

• Australian Securities and Investments Commission, Australia

  • Leah Sciacca, Senior Executive Leader, Financial Advisors and Investment Management Team

• Financial Services and Markets Authority, Belgium

  • Mr. Geoffrey Tombeur

• Comissão de Valores Mobiliários, Brazil

  • Mr. Daniel Walter Maeda Bernardo, Director, Institutional Investor Supervision

• Comisión para el Mercado Financiero, Chile

  • Mr. Nicolás Álvarez, Director of Supervision of Funds Managers and Investment Advisers

• China Securities Regulatory Commission, China

  • Mr. Tang Chao, Deputy Division Director, Department of Intermediary and Fund Supervision

• Autorité des marchés financiers, France

  • Mr. Franck Raillon, Asset Management Division

• Bundesanstalt für Finanzdienstleistungsaufsicht, Germany

  • Mr. Jens Lorenz, Senior Advisor

• Securities and Futures Commission, Hong Kong

  • Ms. Christina Choi, Executive Director, Investment Products

• Securities and Exchange Board of India, India

  • Mr. Manoj Kumar, Executive Director

• Central Bank of Ireland, Ireland

  • Mr. James O’Sullivan, Team Leader, Investment Funds Policy

• Israel Securities Authority, Israel

  • Mr. Avi Laor, Deputy Director, Mutual Fund Supervision Unit

• Commissione Nazionale per le Società e la Borsa, Italy

  • Mr. Andrea Turi, Head, Investment Management Department

• Financial Services Agency, Japan

  • Mr. Tomohiro Nagoya, Deputy Director, International Affairs Office
  • Ms. Atsuko Sato, Deputy Director, International Affairs Office

• Jersey Financial Services Commission, Jersey

  • Mr. David Porter, Chief Adviser, Prudential & Conduct Policy

• Financial Services Commission / Financial Supervisory Service, Korea, Republic of

  • Ms. Yoonna Park, Associate, Asset Management Coordination Team
  • Ms. Hyesun Choi, Senior Manager, Asset Management Coordination Team
  • Mr. Jong-Hwa Yi, Associate, Asset Management Coordination Team

• Commission de Surveillance du Secteur Financier, Luxembourg

  • Mr. Georg Kiefer, Head of Division, UCI – Prudential Supervision and Risk Management

• Comisión Nacional Bancaria y de Valores, Mexico

  • Mr. Marco Antonio Villar Corona, General Director for Investment Management

• Autorité Marocaine du Marché des Capitaux, Morocco

  • Mr. Omar Tannouche Bennani, Head of Asset Management Unit

• The Dutch Authority for the Financial Markets, The Netherlands

  • Mr. Mark Pooters, Supervision Officer

• Ontario Securities Commission, Ontario

  • Mr. Raymond Chan, Director, Investment Funds and Structured Products

• Comissão do Mercado de Valores Mobiliários, Portugal

  • Ms. Maria Ana Nogueira, Expert, Regulatory Policy and International Relations Department
  • Mr. Nuno Gaspar

• Qatar Financial Centre Regulatory Authority, Qatar

  • Mr. Errol Cova, Director, Investment Advisor and Securities Supervision

• Autorité des marchés financiers, Quebec

  • Mr. Frédéric Belleau

• Financial Supervisory Authority, Romania

  • Mr. Paul Nica, Regulation Division

• Capital Market Authority, Saudi Arabia

  • Mr. Faisal Alfrsani, Director, Collective Investment Schemes Compliance Department

• Monetary Authority of Singapore, Singapore

  • Ms. Valerie Tong, Director, Capital Markets Intermediaries Department II

• Financial Sector Conduct Authority, South Africa

  • Mr. Marius de Jongh, Senior Specialist, CISs Department

• Comisión Nacional del Mercado de Valores, Spain

  • Ms. Gema Pedrón, Senior Analyst, CIS Supervision Department
  • Mr. Jorge Medina Sanchez-Seco, Analyst, CIS Authorisation and Registration Department

• Swiss Financial Market Supervisory Authority, Switzerland

  • Ms. Valeska Stoll, Senior Specialist, Asset Management Division

• Capital Markets Board, Türkiye

  • Ms. Şeyma Sivişoğlu, Expert, Institutional Investors Department

• Financial Conduct Authority, United Kingdom

  • Ms. Mhairi Jackson, Head of Asset Management and Funds Policy
  • Ms. Nike Trost, Head of Department – Wholesale Buy Side, Market Analysis and Policy

• Commodity Futures Trading Commission, United States of America

  • Mr. Zach Anderson, Special Counsel

• Securities and Exchange Commission, United States of America

  • Mr. Morgan G. Macdonald, Assistant Director, Office of International Affairs

• National Futures Association, United States of America

  • Ms. Mary McHenry, Director, Compliance